Date authorised
1 April 2013
Companies House
06284826
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 Bell Yard
    London
    London
    WC2A 2JR
    ENGLAND
    Phone
    +447771394751
  • Complaints Contact

    7 Bell Yard
    London
    WC2A 2JR
    ENGLAND
    Phone
    +447771394751

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Dreyer

    IRN AXD00122

    • SMF3 Executive Director (5 Mar 2021 to 31 Oct 2022)
    • SMF16 Compliance Oversight (5 Mar 2021 to 31 Oct 2022)
  • Andrew William Norris

    IRN AWN01020

    • SMF3 Executive Director (9 Dec 2019 to 23 Oct 2020)
    • CF1 Director (16 Jun 2008 to 8 Dec 2019)
  • Angela Margaret Darling

    IRN AMD01152

    • CF1 Director (16 Jun 2008 to 27 Oct 2008)
    • Responsible for Insurance Mediation (16 Jun 2008 to 27 Oct 2008)
    • CF8 Apportionment and Oversight (16 Jun 2008 to 27 Oct 2008)
  • David John King

    IRN DJK01115

    • SMF1 Chief Executive (9 Dec 2019 to 23 Oct 2020)
    • SMF3 Executive Director (9 Dec 2019 to 23 Oct 2020)
    • Responsible for Insurance Mediation (22 Sep 2011 to 14 May 2013)
    • CF3 Chief Executive (3 Nov 2010 to 8 Dec 2019)
    • CF1 Director (6 May 2009 to 8 Dec 2019)
  • Stephen David Bottley

    IRN SDB01139

    • Responsible for Insurance Mediation (27 Oct 2008 to 24 Aug 2011)
    • CF8 Apportionment and Oversight (27 Oct 2008 to 31 Mar 2009)
    • CF3 Chief Executive (27 Oct 2008 to 23 Aug 2010)
    • CF1 Director (24 Jun 2008 to 23 Aug 2010)
  • Sukhpal Singh Harrar

    IRN SSH01012

    • SMF16 Compliance Oversight (since 2 Feb 2023)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (15 May 2013 to 30 Sep 2018)
    • CF3 Chief Executive (15 May 2013 to 8 Dec 2019)
    • CF1 Director (8 Mar 2012 to 8 Dec 2019)
  • Trevor William Shaw

    IRN TWS01032

    • SMF3 Executive Director (9 Dec 2019 to 23 Oct 2020)
    • CF1 Director (1 May 2012 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.