HISL Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Richard Kenneth Foster
IRN RXF17140
- CF1 Director (AR) (15 Aug 2019 to 31 Mar 2021)
Roy Graham Minter
IRN RGM01101
- Responsible for Insurance Mediation (15 Apr 2010 to 28 Apr 2011)
- CF1 Director (15 Apr 2010 to 28 Apr 2011)
Russell Mandel
IRN RXM02367
- CF1 Director (AR) (15 Mar 2013 to 11 Jun 2015)
Samuel Bobo
IRN SXB02102
- CF1 Director (AR) (since 24 Jan 2020)
- CF3 Chief Executive (AR) (since 24 Jan 2020)
Susan Jane Maclean
IRN SXM08407
- SMF3 Executive Director (9 Dec 2019 to 15 Oct 2025)
- CF1 Director (29 Nov 2018 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

KLAS International Ltd (no longer appointed)
FRN 533496 · Appointed 1 Dec 2010 · Until 6 Jan 2022

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.