HISL Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Richard Kenneth Foster
IRN RXF17140
- CF1 Director (AR) (15 Aug 2019 to 31 Mar 2021)
Roy Graham Minter
IRN RGM01101
- Responsible for Insurance Mediation (15 Apr 2010 to 28 Apr 2011)
- CF1 Director (15 Apr 2010 to 28 Apr 2011)
Russell Mandel
IRN RXM02367
- CF1 Director (AR) (15 Mar 2013 to 11 Jun 2015)
Samuel Bobo
IRN SXB02102
- CF1 Director (AR) (since 24 Jan 2020)
- CF3 Chief Executive (AR) (since 24 Jan 2020)
Susan Jane Maclean
IRN SXM08407
- SMF3 Executive Director (9 Dec 2019 to 15 Oct 2025)
- CF1 Director (29 Nov 2018 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

PURPLEBRICKS GROUP LIMITED (no longer appointed)
FRN 503608 · Appointed 25 Feb 2015 · Until 24 Dec 2019
Trilogy Business Solutions Ltd (no longer appointed)
FRN 628826 · Appointed 23 Jul 2014 · Until 18 Aug 2015
GT Aviation Worldwide Limited (no longer appointed)
FRN 628827 · Appointed 23 Jul 2014 · Until 6 Sep 2016
Girish Kantilal Morarji Gordhan (no longer appointed)
FRN 623806 · Appointed 20 May 2014 · Until 19 Mar 2025
Barnaby Procopiou (no longer appointed)
FRN 623718 · Appointed 19 May 2014 · Until 24 Dec 2019
Palmer Select Services Limited (no longer appointed)
FRN 617863 · Appointed 18 Mar 2014 · Until 17 Apr 2018
Ron Harrison (no longer appointed)
FRN 423402 · Appointed 18 Nov 2013 · Until 2 Apr 2014
Clinkhammer Risk Solutions Limited (no longer appointed)
FRN 604735 · Appointed 23 Jul 2013 · Until 11 Jun 2015
Mrs Lynne Ann GUY (no longer appointed)
FRN 595296 · Appointed 1 Feb 2013 · Until 20 Apr 2015
Artex Risk Solutions (UK) Limited (no longer appointed)
FRN 592457 · Appointed 5 Dec 2012 · Until 15 Jun 2015

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.