Date authorised
1 April 2013
Companies House
02372789
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +442074486000
  • Complaints Contact

    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +442074486000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Robert Ludlow

    IRN JRL01034

    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Jan 2008)
    • CF1 Director (14 Jan 2005 to 31 Dec 2007)
  • Jonathan Dye

    IRN JXD01572

    • Responsible for Insurance Distribution (since 14 Apr 2023)
    • SMF1 Chief Executive (since 14 Apr 2023)
  • Josephine Anne Helen O'Kane

    IRN JAO01056

    • CF1 Director (22 May 2007 to 7 Feb 2017)
    • CF17 Significant Mgt (Other Business Operations) (15 Nov 2005 to 22 May 2007)
  • Juan de Castro

    IRN JXD02500

    • Responsible for Insurance Distribution (1 Oct 2018 to 13 Aug 2019)
    • CF3 Chief Executive (21 Mar 2017 to 13 Aug 2019)
    • Responsible for Insurance Mediation (21 Mar 2017 to 30 Sep 2018)
    • CF1 Director (21 Mar 2017 to 13 Aug 2019)
  • Julia Kamoda

    IRN JXK01645

    • CF1 Director (AR) (20 Apr 2011 to 7 Mar 2012)
  • Karen Murphy

    IRN KXM66871

    • [FCA CF] Significant management (9 Dec 2019 to 6 Sep 2021)
  • Katherine Jean Tenner

    IRN KJT01078

    • CF1 Director (AR) (28 Oct 2019 to 21 Dec 2021)
  • Katherine Rose Moughtin

    IRN KXM00625

    • [FCA CF] Significant management (since 1 Nov 2024)
  • Kevin McCallum

    IRN KXM00192

    • CF1 Director (AR) (9 Mar 2021 to 21 Dec 2021)
  • Krystian Lukasz Zajac

    IRN KLZ01001

    • CF1 Director (AR) (4 Aug 2016 to 20 Dec 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.