Date authorised
1 April 2013
Companies House
02372789
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +442074486000
  • Complaints Contact

    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +442074486000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jason Sebastian Jones

    IRN JSJ01026

    • CF1 Director (AR) (21 Dec 2015 to 1 Jul 2016)
    • CF1 Director (22 May 2007 to 30 Sep 2016)
  • Jayesh Thaker

    IRN JXT01655

    • Responsible for Insurance Distribution (21 Feb 2020 to 15 Nov 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 15 Nov 2021)
    • CF3 Chief Executive (20 Nov 2019 to 8 Dec 2019)
    • CF1 Director (17 Aug 2019 to 20 Nov 2019)
  • Jessica Mae Bamford

    IRN JXB66865

    • [FCA CF] Significant management (9 Dec 2019 to 8 Jun 2023)
  • Joanne Riddick Musselle

    IRN JRM01307

    • Director of firm who is not a certification employee or a SMF manager (since 1 May 2023)
  • Jodi Cartwright

    IRN JAC01505

    • [FCA CF] Significant management (16 Aug 2021 to 28 Sep 2023)
  • Joe Brown

    IRN JXB66688

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Aug 2021)
  • John Alexander Worth

    IRN JAW01186

    • CF28 Systems and controls (21 Sep 2015 to 1 Sep 2016)
  • John David Birney

    IRN JDB01178

    • CF2 Non Executive Director (AR) (3 Jan 2013 to 8 Aug 2014)
  • John Edward Josiah

    IRN JEJ01030

    • CF1 Director (AR) (3 Apr 2009 to 24 Dec 2010)
  • John Richard Lawrence Tarry

    IRN JRT01114

    • CF1 Director (AR) (7 Jan 2009 to 24 Dec 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.