Date authorised
1 April 2013
Companies House
02372789
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +442074486000
  • Complaints Contact

    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +442074486000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Susan Carol Langley

    IRN SCW01073

    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Jul 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Jul 2007)
  • Susan Hollands

    IRN SXH01627

    • [FCA CF] Significant management (1 Mar 2021 to 31 Dec 2021)
  • Susan Jane Hayes

    IRN SJH01327

    • Director of firm who is not a certification employee or a SMF manager (since 1 May 2023)
  • Suzanne Elizabeth Kemble

    IRN SXK66937

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Jun 2023)
  • Suzanne Jane King

    IRN SJK01110

    • CF1 Director (AR) (20 Apr 2005 to 30 Apr 2007)
  • Thomas Daniel Lowin

    IRN TXL00240

    • [FCA CF] Significant management (13 Sep 2023 to 1 Nov 2024)
  • Thomas David Shewry

    IRN TDS01061

    • SMF3 Executive Director (since 26 Feb 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 26 Feb 2021)
  • Tim James Pilcher

    IRN TJP01114

    • CF1 Director (AR) (28 Sep 2007 to 29 May 2008)
  • Tim Slattery

    IRN TXS45395

    • [FCA CF] Manager of certification employee (1 Jan 2020 to 17 Feb 2026)
    • [FCA CF] Significant management (9 Dec 2019 to 17 Feb 2026)
  • Timothy Paul Rolfe

    IRN TXR01185

    • CF2 Non Executive Director (AR) (4 Jan 2013 to 8 Aug 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.