Date authorised
1 April 2013
Companies House
02372789
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +442074486000
  • Complaints Contact

    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +442074486000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Lawrence Read

    IRN RXR66837

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Robert Peter Denny

    IRN RXD00443

    • [FCA CF] Significant management (since 18 Oct 2023)
  • Robert Ralph Scrymgeour Hiscox

    IRN RRH01015

    • CF1 Director (8 Dec 2009 to 25 Feb 2013)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2009)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Robert Simon Childs

    IRN RSC01036

    • CF2 Non Executive Director (22 Feb 2013 to 26 Mar 2019)
    • CF1 Director (8 Dec 2009 to 20 Feb 2013)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2009)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Robert William Bruce

    IRN RWB01116

    • CF1 Director (AR) (16 Sep 2008 to 31 Jan 2012)
  • Rodger Neil Skinner Jr

    IRN RNS01051

    • CF1 Director (AR) (31 Dec 2010 to 17 May 2013)
  • Ross Dingwall

    IRN RXD66704

    • [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2021)
  • Rupert Levy

    IRN RXL01349

    • CF1 Director (AR) (9 Jan 2007 to 4 Apr 2008)
  • Ruth Helen Edge

    IRN RXE00172

    • SMF16 Compliance Oversight (since 25 Oct 2024)
  • Sakib Muhammad Amin

    IRN SXA66916

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.