Date authorised
1 April 2013
Companies House
02372789
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +442074486000
  • Complaints Contact

    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +442074486000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Angela Louise Barral

    IRN AXB00239

    • [FCA CF] Significant management (since 1 Nov 2024)
  • Anish Jadav

    IRN AXJ00290

    • Responsible for Insurance Distribution (since 16 Feb 2026)
    • SMF3 Executive Director (since 16 Feb 2026)
  • Annabel Ferrie Venner

    IRN AXV66844

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2020)
  • Anton Jozef Przybojewski

    IRN AJP01456

    • [FCA CF] Significant management (since 1 Nov 2024)
  • Benjamin Adam Walter

    IRN BAW01068

    • SMF9 Chair of the Governing Body (27 May 2020 to 18 Sep 2021)
    • SMF3 Executive Director (18 Dec 2019 to 18 Sep 2021)
  • Benjamin Horton

    IRN BXH01671

    • SMF3 Executive Director (9 Dec 2019 to 15 May 2025)
    • CF1 Director (1 Oct 2019 to 8 Dec 2019)
  • Bronislaw Edmund Masojada

    IRN BEM01012

    • CF1 Director (7 Dec 2009 to 26 Mar 2019)
    • CF29 Significant management (1 Nov 2007 to 7 Dec 2009)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
  • Bruce Alexander Hall

    IRN BAH01058

    • CF1 Director (AR) (15 Nov 2006 to 4 Mar 2011)
  • Carolyn Jean Kirwin

    IRN CXK00262

    • [FCA CF] Significant management (1 Mar 2024 to 1 Nov 2024)
  • Catherine Jane Frost

    IRN CXF00036

    • [FCA CF] Manager of certification employee (since 1 Nov 2024)
    • [FCA CF] Significant management (since 1 Nov 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.