Date authorised
1 April 2013
Companies House
02372789
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +442074486000
  • Complaints Contact

    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +442074486000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Alexander Plews

    IRN MXP66880

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Mar 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 23 Mar 2022)
  • Mark Cliff

    IRN MXC01470

    • Director of firm who is not a certification employee or a SMF manager (since 1 May 2023)
  • Mark Edward Roddis

    IRN MXR66883

    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2020)
  • Mark Haviland Bacon

    IRN MXB02712

    • CF2 Non Executive Director (AR) (22 Dec 2011 to 26 Mar 2019)
  • Martin McBrearty

    IRN MXM46332

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2020)
  • Matthew Edward Benyon

    IRN MEB01156

    • CF1 Director (AR) (2 Mar 2010 to 19 Dec 2016)
  • Matthew Poll

    IRN MXP02755

    • CF1 Director (AR) (4 Aug 2016 to 20 Dec 2016)
  • Matthew Toby Clayton

    IRN MXC66889

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2020)
  • Mervyn Kay Pedelty

    IRN MKP01034

    • CF2 Non Executive Director (7 Dec 2009 to 26 Jan 2010)
  • Michael Clive Watson

    IRN MCW01041

    • CF2 Non Executive Director (AR) (2 Apr 2009 to 8 Aug 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.