Date authorised
1 April 2013
Companies House
00070234
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +4402074486000
  • Complaints Contact

    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +4402074486000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Trades With You Directly

    For Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Edward Alexander Lamb

    IRN EXL00206

    • [FCA CF] Significant management (since 16 Jan 2024)
  • Elizabeth Banbury

    IRN EXB00216

    • [FCA CF] Significant management (22 Sep 2021 to 26 Mar 2024)
  • Elke Bachler

    IRN EXB66687

    • [FCA CF] Significant management (10 Dec 2018 to 31 Aug 2021)
  • Fiona Helen Mayo

    IRN FXM00240

    • SMF18 Other Overall Responsibility (since 12 Apr 2023)
  • Gareth John Hemming

    IRN GJH01209

    • SMF18 Other Overall Responsibility (since 14 Nov 2023)
  • Gareth Keith George Jones

    IRN GXJ00137

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jun 2022)
    • [FCA CF] Significant management (since 1 Jun 2022)
  • Gary John Head

    IRN GJH01063

    • CF1 Director (3 Jul 2002 to 30 Apr 2012)
    • CF18 Significant Mgt (Insurance Underwriting) (1 Dec 2001 to 3 Jul 2002)
  • Gavin Stuart Watson

    IRN GSW01027

    • CF1 Director (1 Apr 2003 to 8 Feb 2006)
  • George David Astor

    IRN GDA01019

    • CF29 Significant management (1 Nov 2007 to 9 Dec 2018)
    • CF19 Significant Mgt (Financial Resources) (13 Jan 2006 to 31 Oct 2007)
  • Geraldine Moran

    IRN GXM01567

    • SMF18 Other Overall Responsibility (since 11 Jun 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.