HISCOX ASM LTD.

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Non-investment insurance contracts
Insurance Admin

For Commercial, Non-investment insurance contracts
Investment Setup

For Commercial, Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Rhiannon Jones
IRN RXJ46333
- [FCA CF] Significant management (9 Dec 2019 to 29 Mar 2021)
Richard Colin Watson
IRN RCW01061
- CF1 Director (3 Jun 2013 to 26 Mar 2019)
Richard Dunnell Gillingwater
IRN RDG01044
- CF2 Non Executive Director (20 Jan 2011 to 20 May 2015)
Robert Ralph Scrymgeour Hiscox
IRN RRH01015
- CF1 Director (8 Dec 2009 to 25 Feb 2013)
Robert Simon Childs
IRN RSC01036
- CF2 Non Executive Director (20 Feb 2013 to 26 Mar 2019)
- CF1 Director (8 Dec 2009 to 20 Feb 2013)
Robert William Benjamin Davies
IRN RWD01068
- SMF9 Chair of the Governing Body (28 May 2020 to 12 Aug 2020)
- SMF3 Executive Director (9 Dec 2019 to 12 Aug 2020)
- SMF1 Chief Executive (9 Dec 2019 to 12 Aug 2020)
- Responsible for Insurance Distribution (1 Oct 2018 to 12 Aug 2020)
- Responsible for Insurance Mediation (6 Jul 2015 to 30 Sep 2018)
- CF3 Chief Executive (6 Jul 2015 to 8 Dec 2019)
- CF1 Director (15 Oct 2014 to 8 Dec 2019)
Sandra Carol Pugh
IRN SXP00923
- [FCA CF] Significant management (19 Mar 2024 to 1 Nov 2024)
Sean Richard Norris
IRN SXN46336
- [FCA CF] Significant management (9 Dec 2019 to 28 May 2021)
Stephen Parry
IRN SXP08957
- [FCA CF] Significant management (since 1 Jul 2023)
Stuart Allen
IRN SXA00445
- [FCA CF] Significant management (since 1 May 2021)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.