Date authorised
20 October 2020
Companies House
OC424180
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 Sumner Place
    London
    SW7 3EE
    UNITED KINGDOM
    Phone
    +447748112393
  • Complaints Contact

    Burgess Hodgson, 27 New Dover Road
    Canterbury
    Kent
    CT1 3DN
    UNITED KINGDOM
    Phone
    +447748112393

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . RED FORT CAPITAL UK LIMITED

    IRN XXR00001

    • SMF27 Partner (since 21 Oct 2020)
  • James Michael Sheridan

    IRN JMS01275

    • SMF16 Compliance Oversight (since 21 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Oct 2020)
    • SMF27 Partner (since 21 Oct 2020)
    • [FCA CF] Client dealing (since 21 Oct 2020)
    • [FCA CF] Material risk taker (21 Oct 2020 to 1 Jan 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.