Hilbert Investment Solutions Ltd

• Principal Place of Business

  51 Lime Street

  London

  EC3M 7DQ

  UNITED KINGDOM

  Phone

  +442033181742

  Web

  https://www.hilbert-is.com

• Complaints Contact

  51 Lime Street

  London

  EC3M 7DQ

  UNITED KINGDOM

  Phone

  +442033181742

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FCA's Glossary of defined expressions used in the FCA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Asma Arif

  IRN AXA00769

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Apr 2023)
  • SMF16 Compliance Oversight (since 5 Apr 2023)
• Dasale Mallawa-Arachi

  IRN DXM01918

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (15 May 2018 to 8 Dec 2019)
  • CF30 Customer (7 Nov 2016 to 8 Dec 2019)
• David Robert McFadyen

  IRN DRM01086

  • CF30 Customer (16 Aug 2017 to 20 Mar 2018)
• Dean andrew boyce

  IRN DXB00562

  • [FCA CF] CASS oversight function (22 Oct 2021 to 6 Jun 2023)
• Elisa Marie Alexandra Deniau

  IRN EMD01057

  • CF30 Customer (13 Nov 2015 to 23 Oct 2017)
• Harriet Amelia Brooke-Taylor

  IRN HAB01077

  • CF10a CASS Oversight function (8 May 2018 to 31 Oct 2019)
• Loren Buckley

  IRN LXB00751

  • [FCA CF] CASS oversight function (since 9 Jan 2025)
• MARIA ISABEL LEMES ERASUN

  IRN MXL15623

  • SMF17 Money Laundering Reporting Officer (MLRO) (14 Jul 2020 to 22 Oct 2021)
  • SMF16 Compliance Oversight (14 Jul 2020 to 22 Oct 2021)
  • CF11 Money Laundering Reporting (22 Aug 2019 to 9 Dec 2019)
  • CF10 Compliance Oversight (22 Aug 2019 to 9 Dec 2019)
• Steve Lamarque

  IRN SXL01602

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • [FCA CF] CASS oversight function (6 Jun 2023 to 9 Jan 2025)
  • SMF16 Compliance Oversight (14 Feb 2022 to 5 Jan 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (14 Feb 2022 to 5 Jan 2023)
  • CF10 Compliance Oversight (13 Nov 2015 to 8 Dec 2019)
  • CF1 Director (13 Nov 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (13 Nov 2015 to 8 Dec 2019)
  • CF3 Chief Executive (13 Nov 2015 to 8 Dec 2019)
  • CF30 Customer (13 Nov 2015 to 8 Dec 2019)

No changes recorded yet.