Date authorised
1 April 2013
Companies House
03730662
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    57 Ladymead
    Guildford
    Surrey
    GU1 1DB
    UNITED KINGDOM
    Phone
    +441483568161
  • Complaints Contact

    57 Ladymead
    Guildford
    Surrey
    GU1 1DB
    UNITED KINGDOM
    Phone
    +4403301239970

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Manages Insurance Policies

    For All, Accident, Assistance, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Sickness

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Assistance, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Sickness

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew John Gascoyne

    IRN AJG01203

    • SMF5 Head of Internal Audit (18 Feb 2020 to 27 Aug 2021)
  • Andrew Mark Parsons

    IRN AMP01157

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 30 Nov 2019)
    • SIMF7 Group Entity Senior Insurance Manager Function (28 Dec 2017 to 9 Dec 2018)
    • SIMF2 Chief Finance Function (12 Jun 2017 to 28 Dec 2017)
  • Angela Leanne Hannah Smith

    IRN ALS01049

    • CF28 Systems and controls (2 Apr 2009 to 30 Sep 2009)
  • Ann Lindsay Roughead

    IRN ALR01043

    • CF29 Significant management (4 Mar 2009 to 17 Mar 2011)
  • Anthony Wayne Snow

    IRN AWS01095

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 31 Dec 2019)
    • SIMF7 Group Entity Senior Insurance Manager Function (5 Sep 2018 to 9 Dec 2018)
  • Arthur Milton

    IRN AXM02194

    • CF28 Systems and controls (1 Nov 2007 to 19 Nov 2008)
    • CF14 Risk Assessment (6 Apr 2006 to 31 Oct 2007)
    • CF13 Finance (6 Apr 2006 to 31 Oct 2007)
    • CF1 Director (6 Apr 2006 to 19 Nov 2008)
  • Ashish Vinodkumar Patel

    IRN AXP00596

    • SMF24 Chief Operations (26 Jun 2023 to 20 Sep 2024)
  • Barbara Bader-Klein

    IRN BXB00102

    • [FCA CF] Significant management (20 Dec 2022 to 19 Jul 2023)
  • Barry Duncan Smith

    IRN BDS01011

    • SMF14 Senior Independent Director (27 Feb 2019 to 31 Dec 2019)
  • Benjamin David Wilson

    IRN BXW00330

    • [FCA CF] Significant management (since 3 Mar 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.