Date authorised
1 July 2019
Companies House
11677491
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Office G14, ERGO
    Bridgehead Business Park
    Boothferry Road
    Hessle
    Hull
    East Yorkshire
    HU13 0GD
    UNITED KINGDOM
    Phone
    +4401482247477
  • Complaints Contact

    Office G14, ERGO
    Bridgehead Business Park
    Boothferry Road
    Hessle
    Hull
    East Yorkshire
    HU13 0GD
    UNITED KINGDOM
    Phone
    +4401482247477

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anne Linda Walters

    IRN ALW01055

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 6 Jan 2020)
    • CF1 Director (1 Jul 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Jul 2019 to 6 Jan 2020)
    • CF10 Compliance Oversight (1 Jul 2019 to 8 Dec 2019)
  • Luke Byron

    IRN LXB15710

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (21 Apr 2020 to 14 Apr 2021)
    • SMF16 Compliance Oversight (7 Jan 2020 to 21 Apr 2020)
    • CF1 Director (1 Jul 2019 to 8 Dec 2019)
  • Richard John Medforth

    IRN RJM01320

    • Responsible for Insurance Distribution (since 19 Apr 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Jul 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.