HG Pooled Management Limited

• Principal Place of Business

  2 More London

  Riverside

  London

  SE1 2AP

  UNITED KINGDOM

  Phone

  +442038908571

  Web

  https://www.hgcapital.com

• Complaints Contact

  2 More London

  Riverside

  London

  SE1 2AP

  UNITED KINGDOM

  Phone

  +4402038908571

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Justin Garry Leong

  IRN JGL01084

  • CF30 Customer (27 Jan 2009 to 21 Nov 2012)
• Justin Tobias John von Simson

  IRN JTV01006

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF1 Director (12 Jul 2016 to 7 Oct 2019)
• Kai Romberg

  IRN KXR01263

  • CF30 Customer (1 Nov 2007 to 31 May 2019)
  • CF27 Investment Management (10 Sep 2007 to 31 Oct 2007)
• Katherine Emma Pateman-Jones

  IRN KXP00376

  • [FCA CF] Client dealing (since 9 Oct 2023)
• Kayvan Jason Khaksar

  IRN JKK01011

  • CF30 Customer (29 Nov 2007 to 13 Aug 2011)
• Kerry Heaton

  IRN KXH00414

  • [FCA CF] Material risk taker (30 Apr 2023 to 1 Aug 2025)
• Leo Dee

  IRN LXD01062

  • CF27 Investment Management (1 Dec 2001 to 6 Aug 2004)
• Leonard Samuel Licht

  IRN LSL01006

  • CF2 Non Executive Director (1 Dec 2001 to 14 Nov 2007)
• Lindsay George Dibden

  IRN LGD01006

  • CF30 Customer (1 Nov 2007 to 29 Feb 2012)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Lisa Jane Stone

  IRN LJS01044

  • CF30 Customer (1 Nov 2007 to 1 Apr 2018)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.