HFIS Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Steve Anson
IRN SJA01200
- SMF9 Chair of the Governing Body (11 Nov 2022 to 31 Jan 2026)
Steve Barnes
IRN SXB00583
- [FCA CF] Significant management (since 1 Dec 2020)
Teresa Dunne
IRN TXD01480
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Significant management (9 Dec 2019 to 18 Jul 2025)
- Responsible for Insurance Distribution (1 Oct 2018 to 3 Oct 2024)
- Responsible for Insurance Mediation (14 Jul 2016 to 30 Sep 2018)
- CF1 Director (14 Jul 2016 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Alan Ward (no longer appointed)
FRN 523128 · Appointed 3 Sep 2009 · Until 17 Oct 2024
Now Lettings Ltd (no longer appointed)
FRN 504680 · Appointed 7 Aug 2009 · Until 1 May 2024
Henderson Property Refurbishment Limited (no longer appointed)
FRN 470699 · Appointed 20 Jul 2007 · Until 1 Dec 2008
The Confederation of Dental Employers Ltd (no longer appointed)
FRN 463334 · Appointed 1 Feb 2007 · Until 30 Nov 2012
Codeplan Ltd (no longer appointed)
FRN 463311 · Appointed 1 Feb 2007 · Until 30 Nov 2012
Phoenix Property Solutions Ltd (no longer appointed)
FRN 460822 · Appointed 4 Dec 2006 · Until 7 May 2008
Tenancy Deposit Solutions Ltd (no longer appointed)
FRN 460551 · Appointed 27 Nov 2006 · Until 21 Aug 2013
Greater Tyne Landlords Association (no longer appointed)
FRN 457797 · Appointed 19 Oct 2006 · Until 17 Feb 2022
Sheffield and District Landlord Association (no longer appointed)
FRN 457366 · Appointed 15 Sep 2006 · Until 10 Feb 2022
North Cumbria Landlords Association (no longer appointed)
FRN 456243 · Appointed 21 Aug 2006 · Until 1 Sep 2010

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.