Date authorised
1 April 2013
Companies House
03252806
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Studio
    3 Elstree Way
    Borehamwood
    Hertfordshire
    WD6 1JH
    UNITED KINGDOM
    Phone
    +4403453106300
  • Complaints Contact

    Studio
    3 Elstree Way
    Borehamwood
    WD6 1JH
    UNITED KINGDOM
    Phone
    +4403453106300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kathryn Mutter

    IRN KXM00284

    • [FCA CF] Significant management (1 Dec 2020 to 29 Dec 2023)
  • Mark Copsey

    IRN MXC00478

    • [FCA CF] Significant management (1 Dec 2020 to 31 Mar 2023)
  • Michael Andrew Bruce

    IRN MAB01282

    • SMF9 Chair of the Governing Body (since 15 Apr 2026)
    • [FCA CF] Significant management (1 Sep 2023 to 15 Apr 2026)
  • Michael Kevin Glanvill

    IRN MKG01012

    • CF1 Director (14 Jan 2005 to 4 Oct 2016)
  • Nigel Hughes

    IRN NXH01288

    • Responsible for Insurance Mediation (17 Jan 2005 to 7 Oct 2011)
    • CF3 Chief Executive (AR) (17 Jan 2005 to 7 Oct 2011)
  • Paul Shamplina

    IRN PXS00297

    • SMF3 Executive Director (since 28 May 2021)
    • Responsible for Insurance Distribution (28 May 2021 to 31 Mar 2022)
  • Peter Agathangelou

    IRN PXA00133

    • SMF3 Executive Director (29 Jun 2021 to 1 Jun 2023)
  • Saria Usman

    IRN SXU00075

    • SMF3 Executive Director (since 24 Mar 2025)
  • Shane McCauley

    IRN SXM01261

    • [FCA CF] Significant management (since 1 Sep 2023)
  • Stephen Alan Ross

    IRN SAR01219

    • [FCA CF] Significant management (since 1 Sep 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.