HFIS Limited

Date authorised
1 April 2013
Companies House
03252806
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Studio
    3 Elstree Way
    Borehamwood
    Hertfordshire
    WD6 1JH
    UNITED KINGDOM
    Phone
    +4403453106300
    Web
    https://www.hfis.co.uk

  • Complaints Contact

    Studio
    3 Elstree Way
    Borehamwood
    WD6 1JH
    UNITED KINGDOM
    Phone
    +4403453106300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Stewart Hunter

    IRN ASH01128

    • [FCA CF] Significant management (since 1 Sep 2023)
  • Benjamin John Terrett

    IRN BJT01080

    • SMF3 Executive Director (9 Dec 2019 to 17 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Jan 2023)
    • CF11 Money Laundering Reporting (22 Oct 2019 to 8 Dec 2019)
    • CF1 Director (22 Oct 2019 to 8 Dec 2019)
  • Brian Richard Hooker

    IRN BRH01050

    • CF2 Non Executive Director (13 Nov 2009 to 30 Apr 2015)
  • Christopher James Sime

    IRN CXS00273

    • [FCA CF] Significant management (1 Oct 2023 to 1 Jan 2024)
  • David Anthony Jacobs

    IRN DAJ01084

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Mar 2020)
    • SMF3 Executive Director (9 Dec 2019 to 12 Jan 2023)
    • CF11 Money Laundering Reporting (7 Dec 2009 to 8 Dec 2019)
    • CF29 Significant management (7 Dec 2009 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 9 Nov 2007)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 9 Nov 2007)
  • Edward William Hooker

    IRN EWH01012

    • Responsible for Insurance Distribution (since 1 Oct 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 28 Jun 2017)
  • Gerard Barrett

    IRN GXB34427

    • Responsible for Insurance Distribution (1 Aug 2024 to 30 Sep 2025)
    • SMF3 Executive Director (1 Aug 2024 to 30 Sep 2025)
  • Graham Marshall Coates

    IRN GMC01106

    • SMF3 Executive Director (9 Dec 2019 to 6 Mar 2020)
    • CF1 Director (3 Jul 2017 to 8 Dec 2019)
  • Ian Cyril Langley

    IRN ICL01017

    • CF2 Non Executive Director (14 Jan 2005 to 30 Apr 2015)
  • Jane Bean

    IRN JAB01399

    • [FCA CF] Significant management (since 1 Sep 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.