Hewitt Card (Financial Planning) Ltd

Date authorised
1 April 2013
Companies House
04794631
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Office 2
    Blackburn Business Centre
    88 Blackburn Road
    Sheffield
    South Yorkshire
    S61 2DR
    UNITED KINGDOM
    Phone
    +4407793486603

  • Complaints Contact

    Office 2
    Blackburn Business Centre
    88 Blackburn Road
    Sheffield
    South Yorkshire
    S61 2DR
    UNITED KINGDOM
    Phone
    +4407793486603

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Rodger Card

    IRN CRC01059

    • CF10 Compliance Oversight (25 Nov 2003 to 1 Jul 2005)
    • CF8 Apportionment and Oversight (25 Nov 2003 to 1 Jul 2005)
    • CF3 Chief Executive (25 Nov 2003 to 1 Jul 2005)
    • CF1 Director (25 Nov 2003 to 1 Jul 2005)
  • Lee Maddock

    IRN LXM01504

    • Responsible for Insurance Distribution (since 9 Jun 2023)
    • SMF3 Executive Director (since 9 Jun 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Jun 2023)
    • SMF16 Compliance Oversight (since 9 Jun 2023)
    • CF1 Director (AR) (30 Sep 2014 to 15 May 2019)
    • CF30 Customer (1 Oct 2012 to 8 Dec 2019)
  • Richard Philips Townley

    IRN RPT00013

    • SMF3 Executive Director (9 Dec 2019 to 10 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 1 Oct 2010)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • CF1 Director (1 Jun 2005 to 8 Dec 2019)
  • Stephen Gillott

    IRN SXG01264

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 4 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Mar 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 4 Mar 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 4 Mar 2024)
    • CF10 Compliance Oversight (7 Oct 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (25 Nov 2003 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Nov 2003 to 8 Dec 2019)
    • CF21 Investment Adviser (25 Nov 2003 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.