Herax Partners LLP

Date authorised
1 April 2013
Companies House
OC306021
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    86-87 Wimpole Street
    London
    W1G 9RL
    UNITED KINGDOM
    Phone
    +4402073991680
    Web
    https://www.heraxpartners.com

  • Complaints Contact

    86-87 Wimpole Street
    London
    W1G 9RL
    UNITED KINGDOM
    Phone
    +4402073991680

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Jhaveri

    IRN RXJ01062

    • CF30 Customer (12 Mar 2014 to 5 Apr 2017)
    • CF1 Director (AR) (10 Feb 2010 to 10 Nov 2011)
    • CF3 Chief Executive (AR) (10 Feb 2010 to 10 Nov 2011)
  • Rudolf Sebastian Henkell Von Ribbentrop

    IRN RSH01092

    • CF30 Customer (11 Apr 2011 to 13 Dec 2011)
  • Simon James Murphy

    IRN SJM01233

    • CF30 Customer (18 Nov 2010 to 9 Nov 2011)
  • Stefan Muelheim

    IRN SXM01435

    • CF4 Partner (14 Apr 2010 to 12 Sep 2011)
    • CF30 Customer (14 Apr 2010 to 12 Sep 2011)
  • Sven Ingo Peter

    IRN SXP01365

    • CF30 Customer (13 Apr 2010 to 24 May 2011)
    • CF4 Partner (13 Apr 2010 to 24 May 2011)
  • Sven Moos

    IRN SAM01125

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF23 Corporate Finance Adviser (10 Aug 2004 to 31 Oct 2007)
    • CF4 Partner (10 Aug 2004 to 31 Dec 2007)
  • Torben Luebbers

    IRN TXL01405

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
    • CF30 Customer (7 Feb 2018 to 8 Dec 2019)
  • Umar Ali

    IRN UXA01002

    • [FCA CF] Client dealing (since 17 Dec 2024)
  • Vincent Chai

    IRN VXC69861

    • [FCA CF] Client dealing (since 13 Jan 2025)
  • Wolfgang Menig

    IRN WXM01121

    • SMF27 Partner (since 2 Feb 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (3 May 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.