Date authorised
1 April 2013
Companies House
SC105261
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting with no debt management activity
  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Richmond Henry

    IRN ARH01111

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2020)
    • CF1 Director (14 Jan 2005 to 21 Sep 2010)
  • Bruce Alexander Henry

    IRN BAH01054

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (29 Nov 2019 to 8 Dec 2019)
    • CF1 Director (10 Jul 2018 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (21 Sep 2010 to 17 Oct 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Dorothy Grace Henry

    IRN DGH01093

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2020)
    • CF1 Director (14 Jan 2005 to 21 Sep 2010)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.