Date authorised
1 April 2013
Companies House
07419893
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    36 Blind Lane
    Silksworth
    Sunderland
    Tyne and Wear
    SR3 1AT
    UNITED KINGDOM
    Phone
    +441915235001
  • Complaints Contact

    36 BLIND LANE
    SILKSWORTH
    SUNDERLAND
    SR3 1AT
    ENGLAND
    Phone
    +441915235001

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Simon Kelly

    IRN ASK01051

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF29 Significant management (5 May 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 May 2011 to 30 Sep 2018)
    • CF1 Director (5 May 2011 to 8 Dec 2019)
  • Peter James Adamson

    IRN PJA01123

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF29 Significant management (5 May 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 May 2011 to 30 Sep 2018)
    • CF1 Director (5 May 2011 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Deminos Ltd (no longer appointed)

    FRN 541175 · Appointed 2 Jun 2014 · Until 23 Dec 2015

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.