Date authorised
1 April 2013
Companies House
01593283
Last scraped
20 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Southbridge House
    Southbridge Place
    Croydon
    CR0 4HA
    UNITED KINGDOM
    Phone
    +4402033421282
  • Complaints Contact

    Chester Rose Financial Planning Ltd, 53 Bartholomew Street
    Newbury
    West Berkshire
    RG14 5QA
    UNITED KINGDOM
    Phone
    +440163548727

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Life Policy, Stakeholder pension scheme, Unit, Personal pension scheme

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and advice on buy to let mortgages.
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Unit, Warrant, Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Cobban

    IRN MXC01722

    • (8)CF1 Director (21 Oct 2003 to 1 Oct 2012)
  • Michael McCormack

    IRN MXM02396

    • (38)SMF3 Executive Director (9 Dec 2019 to 31 Jan 2024)
    • (40)[FCA CF] Significant management (9 Dec 2019 to 31 Jan 2024)
    • (37)Responsible for Insurance Distribution (1 Oct 2018 to 31 Jan 2024)
    • (36)Responsible for Insurance Mediation (18 Sep 2008 to 30 Sep 2018)
    • (39)CF1 Director (18 Sep 2008 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (37)Responsible for Insurance Distribution

  2. controlled function added: (36)Responsible for Insurance Mediation

  3. controlled function added: (35)[FCA CF] Significant management

  4. controlled function added: (34)CF1 Director

  5. controlled function added: (33)[FCA CF] Functions requiring qualifications

  6. controlled function added: (32)[FCA CF] Client dealing

  7. controlled function added: (31)CF21 Investment Adviser

  8. controlled function added: (30)CF30 Customer

  9. controlled function added: (29)SMF3 Executive Director

  10. controlled function added: (28)[FCA CF] Significant management