Helmsley Securities Limited

Date authorised
5 November 2015
Companies House
01990062
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Colenso House
    Omega 1
    Monks Cross Drive
    Monks Cross
    York
    North Yorkshire
    YO32 9GZ
    UNITED KINGDOM
    Phone
    +441904682800
    Web
    https://www.helmsley.co.uk

  • Complaints Contact

    Colenso House
    Omega 1
    Monks Cross Drive
    Monks Cross
    York, North Yorkshire
    YO32 9GZ
    UNITED KINGDOM
    Phone
    +441904682800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Unit

  • Stockbroking

    For Professional, Unit

  • Runs Investment Funds

  • Investment Setup

    For Professional, Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexia Swift-Cookson

    IRN AXS01409

    • SMF3 Executive Director (since 31 Jan 2023)
  • Edward Harrowsmith

    IRN EXH13033

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Jan 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (8 Apr 2019 to 8 Dec 2019)
  • Gerard William Keary

    IRN GWK01013

    • CF2 Non Executive Director (5 Nov 2015 to 8 Dec 2019)
  • Ian McAndrew

    IRN IXM01619

    • CF1 Director (5 Nov 2015 to 30 Jun 2018)
  • Maxwell Rowland John Reeves

    IRN MRR01126

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (27 Sep 2017 to 8 Dec 2019)
  • Richard James Michael Peak

    IRN RXP01934

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (5 Nov 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Nov 2015 to 8 Dec 2019)
  • Susan Ann Jones

    IRN SXJ01576

    • SMF3 Executive Director (9 Dec 2019 to 24 Nov 2022)
    • CF1 Director (5 Nov 2015 to 8 Dec 2019)
  • Thomas Boyle

    IRN TXB00305

    • SMF3 Executive Director (since 15 Nov 2021)
  • William John Graham Reeves

    IRN WXR01153

    • SMF3 Executive Director (9 Dec 2019 to 11 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Jan 2022)
    • CF1 Director (5 Nov 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Nov 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.