Helmsley Acceptances Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Rights to or interests in investments (Contractually Based Investments), Unit
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Stockbroking

For Professional, Rights to or interests in investments (Contractually Based Investments), Unit
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Professional, Rights to or interests in investments (Contractually Based Investments), Unit
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Edward Harrowsmith
IRN EXH13033
- SMF3 Executive Director (since 3 Feb 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Jan 2022)
Gerard William Keary
IRN GWK01013
- CF2 Non Executive Director (2 Feb 2016 to 8 Dec 2019)
Ian McAndrew
IRN IXM01619
- CF1 Director (2 Feb 2016 to 30 Jun 2018)
Maxwell Rowland John Reeves
IRN MRR01126
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (27 Sep 2017 to 8 Dec 2019)
Richard James Michael Peak
IRN RXP01934
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (2 Feb 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (2 Feb 2016 to 8 Dec 2019)
Susan Ann Jones
IRN SXJ01576
- SMF3 Executive Director (9 Dec 2019 to 24 Nov 2022)
- CF1 Director (2 Feb 2016 to 8 Dec 2019)
Thomas Boyle
IRN TXB00305
- SMF3 Executive Director (since 15 Nov 2021)
William John Graham Reeves
IRN WXR01153
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Nov 2021)
- SMF3 Executive Director (9 Dec 2019 to 8 Nov 2021)
- CF1 Director (2 Feb 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 Feb 2016 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.