Date authorised
1 April 2013
Companies House
OC326409
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Hellman & Friedman LLP
    Brunel Building
    2 Canalside Walk
    London
    Westminster
    W2 1DG
    UNITED KINGDOM
    Phone
    +4402078395111
  • Complaints Contact

    Hellman & Friedman LLP
    Brunel Building
    2 Canalside Walk
    London
    Westminster
    W2 1DG
    UNITED KINGDOM
    Phone
    +4402078395111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Patrick John Healy

    IRN PJH01316

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Oct 2007 to 9 Dec 2019)
    • CF3 Chief Executive (1 Oct 2007 to 8 Dec 2019)
    • CF4 Partner (1 Oct 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Oct 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Oct 2007 to 9 Dec 2019)
  • Paul Hunter Philbrick

    IRN PHP01027

    • SMF27 Partner (since 31 Aug 2022)
  • Philip Richard Sternheimer

    IRN PRS01214

    • SMF27 Partner (9 Dec 2019 to 31 Mar 2023)
    • CF4 Partner (10 Mar 2017 to 8 Dec 2019)
  • Stefan Goetz

    IRN SXG01221

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (9 Jan 2009 to 8 Dec 2019)
  • Stephen Patrick William Duckett

    IRN SXD01599

    • CF4 Partner (1 Oct 2007 to 22 Nov 2010)
  • Stuart David Banks

    IRN SDB01153

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF4 Partner (31 Mar 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Feb 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Feb 2011 to 8 Dec 2019)
  • Theodoros Akiskalos

    IRN TXA00338

    • SMF27 Partner (since 1 Jan 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.