Helios Financial Services Ltd

Date authorised
1 April 2013
Companies House
07905779
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Game Larder, London Road
    Arundel
    West Sussex
    BN18 9AU
    UNITED KINGDOM
    Phone
    +4407770390480
    Web
    https://www.helios-fs.com

  • Complaints Contact

    Game Larder, London Road
    Arundel
    West Sussex
    BN18 9AU
    UNITED KINGDOM
    Phone
    +4407770390480

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Stockbroking

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alessandro Sannini

    IRN AXS04383

    • CF30 Customer (12 Feb 2016 to 8 Aug 2016)
  • Antonio Maria De Negri

    IRN AMD01222

    • CF30 Customer (8 Jan 2016 to 8 Aug 2016)
  • Ben Millensted

    IRN BXM01994

    • CF30 Customer (23 May 2016 to 6 Sep 2016)
  • Emmanouil Spanakis

    IRN EXS00330

    • [FCA CF] Client dealing (19 Jul 2023 to 14 Oct 2024)
  • Gregor Andrew O'Brien

    IRN GAO01010

    • CF30 Customer (6 Jul 2015 to 9 Feb 2017)
  • Ian Hugh William Van Stratum

    IRN IHV01001

    • [FCA CF] Client dealing (since 1 Jan 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (11 Jan 2013 to 8 Dec 2019)
    • CF3 Chief Executive (11 Jan 2013 to 8 Dec 2019)
    • CF1 Director (11 Jan 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Jan 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Jan 2013 to 8 Dec 2019)
  • John Philip William Farrer

    IRN JPF01082

    • CF1 Director (11 Jan 2013 to 5 Jun 2015)
    • CF30 Customer (11 Jan 2013 to 5 Jun 2015)
  • Mark Alan Hewlett

    IRN MAH01339

    • CF30 Customer (26 Feb 2016 to 9 Feb 2017)
  • Nicholas John Edwards

    IRN NJE01030

    • CF30 Customer (29 Dec 2015 to 12 Feb 2016)
  • Scott Anthony Soutter

    IRN SAS01333

    • CF30 Customer (19 Feb 2018 to 13 Mar 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.