Helikon Investments Limited

Date authorised
24 February 2020
Companies House
12237605
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Helikon Investments Limited
    17 Waterloo Place
    London
    Westminster
    SW1Y 4AR
    UNITED KINGDOM
    Phone
    +4402071845250
    Web
    https://www.helikoninvestmentslimited.com

  • Complaints Contact

    Helikon Investments Limited
    17 Waterloo Place
    London
    Westminster
    SW1Y 4AR
    UNITED KINGDOM
    Phone
    +4402071845250

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Grazzini

    IRN DXG01702

    • [FCA CF] Client dealing (24 Feb 2020 to 1 Jan 2026)
    • [FCA CF] Material risk taker (24 Feb 2020 to 1 Jan 2026)
    • SMF3 Executive Director (24 Feb 2020 to 1 Jan 2026)
  • Federico Riggio

    IRN FXR01273

    • [FCA CF] Client dealing (since 24 Feb 2020)
    • [FCA CF] Significant management (since 24 Feb 2020)
    • [FCA CF] Material risk taker (since 24 Feb 2020)
    • SMF3 Executive Director (since 24 Feb 2020)
  • Flavio Russo

    IRN FXR01140

    • SMF3 Executive Director (since 24 Feb 2020)
    • [FCA CF] Client dealing (since 24 Feb 2020)
    • [FCA CF] Material risk taker (since 24 Feb 2020)
  • James Byrne

    IRN JXB02598

    • [FCA CF] Client dealing (since 9 Nov 2023)
  • Michele Fiumara

    IRN MXF01572

    • SMF3 Executive Director (24 Feb 2020 to 6 Mar 2024)
    • [FCA CF] Client dealing (24 Feb 2020 to 1 Jan 2024)
    • [FCA CF] Material risk taker (24 Feb 2020 to 1 Oct 2024)
  • Nicola Dalla Torre

    IRN NXT00303

    • [FCA CF] Client dealing (since 1 Jan 2026)
    • [FCA CF] Material risk taker (since 1 Jan 2026)
  • Paul McLernon

    IRN PXM02365

    • SMF16 Compliance Oversight (since 24 Feb 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Feb 2020)
    • SMF3 Executive Director (since 24 Feb 2020)
    • [FCA CF] Significant management (since 24 Feb 2020)
  • Piercarlo Pilenga

    IRN PXP00454

    • [FCA CF] Client dealing (since 1 Jan 2026)
    • [FCA CF] Material risk taker (since 1 Jan 2026)
  • Vittorio Villa

    IRN VXV01046

    • SMF3 Executive Director (24 Feb 2020 to 1 Sep 2020)

Recent activity

Updates to this firm's record on the FCA register.

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