Date authorised
1 April 2013
Companies House
OC374783
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Stamford Street
    London
    SE1 9LS
    UNITED KINGDOM
    Phone
    +4402078395081
  • Complaints Contact

    30 Stamford Street
    London
    SE1 9LS
    UNITED KINGDOM
    Phone
    +4402078395081

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 2 limitations
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

    Show 1 limitation
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joshua Amos De Fleuriet Manasseh

    IRN JXM01054

    • CF1 Director (AR) (6 May 2022 to 3 Apr 2023)
    • CF30 Customer (6 May 2022 to 3 Apr 2023)
  • Katherine Jennifer Norris

    IRN KXH00211

    • CF1 Director (AR) (since 2 Oct 2025)
    • [FCA CF] Client dealing (since 17 Oct 2024)
    • CF30 Customer (since 6 Sep 2024)
  • Leah Bettony Gallagher

    IRN LBG00011

    • [FCA CF] Client dealing (19 Jul 2021 to 23 Jun 2022)
  • Luca Turco Liveri

    IRN LXT87377

    • CF30 Customer (1 Nov 2022 to 20 Sep 2023)
  • Marc Victor Haim Mimoun

    IRN MVM01023

    • CF1 Director (AR) (25 Oct 2016 to 19 Jan 2018)
    • CF30 Customer (25 Oct 2016 to 19 Jan 2018)
  • Mark Curtis

    IRN MXC00498

    • CF30 Customer (since 20 Dec 2021)
    • CF1 Director (AR) (since 20 Dec 2021)
  • Mark Lyons

    IRN MXL00533

    • [FCA CF] Client dealing (4 Apr 2023 to 31 Jul 2024)
    • CF30 Customer (3 Apr 2023 to 31 Jul 2024)
  • Michael Hall

    IRN MXH02436

    • CF30 Customer (22 Feb 2019 to 7 Jun 2021)
    • CF1 Director (AR) (22 Feb 2019 to 7 Jun 2021)
  • Michael Kai-Yip Wong

    IRN MKW01021

    • CF1 Director (AR) (10 Aug 2018 to 1 Jul 2019)
    • CF30 Customer (10 Aug 2018 to 1 Jul 2019)
  • Nic Amatus Niedermowwe

    IRN NAN01033

    • CF30 Customer (17 Jul 2018 to 1 Jul 2019)
    • CF1 Director (AR) (17 Jul 2018 to 1 Jul 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.