Helford Capital Partners LLP

Date authorised
1 April 2013
Companies House
OC374783
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Stamford Street
    London
    SE1 9LS
    UNITED KINGDOM
    Phone
    +4402078395081
    Web
    https://www.helfordcapitalpartners.com

  • Complaints Contact

    30 Stamford Street
    London
    SE1 9LS
    UNITED KINGDOM
    Phone
    +4402078395081

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 2 limitations
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

    Show 1 limitation
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Bovet Basson

    IRN NBB01013

    • [FCA CF] Client dealing (9 Jan 2023 to 26 Sep 2024)
    • CF1 Director (AR) (25 Mar 2022 to 14 Oct 2024)
    • CF30 Customer (25 Mar 2022 to 14 Oct 2024)
  • Nicholas Jonathan Cini

    IRN NJC01207

    • CF30 Customer (22 Dec 2022 to 30 Jun 2023)
  • Nicholas Moran

    IRN NXM01225

    • SMF16 Compliance Oversight (9 Dec 2019 to 22 Jun 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Jun 2020)
    • SMF27 Partner (9 Dec 2019 to 22 Jun 2020)
    • CF28 Systems and controls (13 Mar 2013 to 8 Dec 2019)
    • CF4 Partner (13 Mar 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Mar 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Mar 2013 to 8 Dec 2019)
    • CF30 Customer (13 Mar 2013 to 8 Dec 2019)
  • Nicolas Charles Jacques Koechlin

    IRN NCK01029

    • CF30 Customer (22 Feb 2018 to 20 Jul 2023)
    • CF1 Director (AR) (22 Feb 2018 to 20 Jul 2023)
  • Nicolas Freillat

    IRN NAF01028

    • CF30 Customer (since 7 Jan 2026)
    • CF1 Director (AR) (since 7 Jan 2026)
    • [FCA CF] Client dealing (since 3 Mar 2025)
  • Parin Patel

    IRN PXP00231

    • [FCA CF] Client dealing (28 Feb 2023 to 23 Jan 2024)
    • CF30 Customer (17 Mar 2022 to 24 Jan 2024)
  • Paul Ridley

    IRN PXR00270

    • [FCA CF] Client dealing (17 Jan 2023 to 26 Sep 2024)
    • CF1 Director (AR) (25 Mar 2022 to 14 Oct 2024)
    • CF30 Customer (25 Mar 2022 to 14 Oct 2024)
  • Paul William Stones

    IRN PWS01092

    • CF1 Director (AR) (22 Feb 2018 to 20 Jul 2023)
    • CF30 Customer (22 Feb 2018 to 20 Jul 2023)
  • Peter Tapio Redelinghuys

    IRN PTR01015

    • CF30 Customer (24 Nov 2015 to 20 Sep 2017)
  • Robin Lesage

    IRN RXL89773

    • [FCA CF] Client dealing (1 Feb 2023 to 16 Aug 2024)
    • CF30 Customer (21 Dec 2021 to 16 Aug 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.