Date authorised
1 April 2013
Companies House
SC060106
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting with no debt management activity
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Allan Ross

    IRN AXR00300

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 29 Dec 2022)
  • Compton Joseph MacGill

    IRN CJM01282

    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Gary Mulvaney

    IRN GXM01554

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 8 Dec 2019)
  • James Ernest Cowan

    IRN JEC01167

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2024)
  • Kirsteen Mcguire

    IRN KXM00715

    • SMF3 Executive Director (since 9 Aug 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Aug 2024)
    • Responsible for Insurance Distribution (since 9 Aug 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.