HEITMAN U.K. LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

Senior staff personally approved by the FCA to hold their roles here.

Michael Arnold
IRN MXA01140
- CF2 Non Executive Director (26 Jan 2010 to 26 Jan 2010)
Nigel Derek Tracy Andrews
IRN NDA01009
- CF2 Non Executive Director (16 Nov 2009 to 16 Nov 2009)
Patrick Henry O'Sullivan
IRN PHO01015
- CF2 Non Executive Director (16 Nov 2009 to 16 Nov 2009)
Paul Brendan Hanratty
IRN PBH01049
- CF1 Director (15 Mar 2010 to 4 Jun 2015)
Richard Alan Pym
IRN RAP01086
- CF2 Non Executive Director (16 Nov 2009 to 16 Nov 2009)
Robert Hans Ludwig Silvester von Herrman
IRN RHV01016
- CF30 Customer (27 Apr 2015 to 30 Nov 2016)
Rodolfo Bogni
IRN RXB01292
- CF2 Non Executive Director (10 Feb 2010 to 10 Feb 2010)
Zoe Hagen
IRN ZRH01000
- CF30 Customer (11 Sep 2009 to 12 Nov 2010)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.