Date authorised
18 April 2019
Companies House
08975224
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Soho Place
    London
    W1D 3BG
    UNITED KINGDOM
    Phone
    +4402070428080
  • Complaints Contact

    2 Soho Place
    London
    W1D 3BG
    UNITED KINGDOM
    Phone
    +4407391041235

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · This permission is limited to activities in relation to existing regulated credit agreements.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander William Westbrook

    IRN AWW01073

    • [FCA CF] Client dealing (23 Aug 2021 to 13 Dec 2025)
    • SMF3 Executive Director (26 Mar 2021 to 1 Aug 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Dec 2025)
    • CF11 Money Laundering Reporting (18 Apr 2019 to 8 Dec 2019)
    • CF30 Customer (18 Apr 2019 to 8 Dec 2019)
  • Andrew Franklin Hill

    IRN AXH03287

    • SMF16 Compliance Oversight (since 16 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Mar 2026)
  • Benedict James Ward Griffiths

    IRN BJG01082

    • SMF3 Executive Director (since 29 May 2024)
    • [FCA CF] Significant management (since 21 Sep 2022)
  • Caspar Johannes Wahler

    IRN CXW11168

    • [FCA CF] Client dealing (since 23 Aug 2021)
    • SMF3 Executive Director (1 Aug 2022 to 31 May 2024)
    • CF30 Customer (18 Apr 2019 to 8 Dec 2019)
  • Christian Nordby

    IRN CXN11401

    • CF30 Customer (18 Apr 2019 to 8 Dec 2019)
  • Christopher Corbishley Mac Bain

    IRN CXC20160

    • [FCA CF] Client dealing (23 Aug 2021 to 1 Apr 2022)
    • CF30 Customer (11 Sep 2019 to 8 Dec 2019)
  • Edward David Oram

    IRN EXO00117

    • [FCA CF] Client dealing (since 23 Aug 2024)
  • Jack Mills

    IRN JXM00863

    • [FCA CF] Client dealing (since 23 Aug 2021)
  • Lawson Emanuel

    IRN LXE01193

    • CF30 Customer (13 Sep 2019 to 8 Dec 2019)
  • Philippe Magalhaes Teixeira da Mota

    IRN PXM13627

    • [FCA CF] Client dealing (23 Aug 2021 to 22 Aug 2022)
    • CF30 Customer (18 Apr 2019 to 8 Dec 2019)
    • CF29 Significant management (18 Apr 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.