Date authorised
28 April 2015
Companies House
08708408
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Gracechurch Street
    London
    EC3V 0BT
    UNITED KINGDOM
    Phone
    +442034403800
  • Complaints Contact

    40
    gracechurch street
    EC3V 0BT
    UNITED KINGDOM
    Phone
    +4402034403802

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Ezekiel

    IRN DXE01259

    • CF2 Non Executive Director (28 Apr 2015 to 8 Dec 2019)
  • Devam Shri Sukhija

    IRN DXS02353

    • SMF3 Executive Director (9 Dec 2019 to 17 Feb 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 17 Feb 2021)
    • Responsible for Insurance Mediation (28 Apr 2015 to 30 Sep 2018)
    • CF1 Director (28 Apr 2015 to 8 Dec 2019)
  • Luke Francis De Rougemont

    IRN LFD01014

    • CF3 Chief Executive (AR) (since 6 Aug 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (28 Apr 2015 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.