Date authorised
1 April 2013
Companies House
03655704
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Axa
    20 Gracechurch Street
    London
    City Of London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442079205000
  • Complaints Contact

    International House
    Forest Road
    Tunbridge Wells
    Kent
    TN2 5FE
    UNITED KINGDOM
    Phone
    +441202544444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Melanie April Barnard

    IRN MXB00239

    • [FCA CF] Significant management (since 14 Jul 2025)
    • [FCA CF] Manager of certification employee (since 14 Jul 2025)
  • Michael Dalby

    IRN MXD01643

    • SMF1 Chief Executive (15 May 2020 to 26 Jun 2023)
    • SMF3 Executive Director (9 Dec 2019 to 26 Jun 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 26 Jun 2023)
    • Responsible for Insurance Mediation (1 Dec 2016 to 30 Sep 2018)
    • CF1 Director (20 Oct 2005 to 8 Dec 2019)
  • Michael Richard Jackson

    IRN MRJ01105

    • CF2 Non Executive Director (13 Jul 2016 to 8 Dec 2019)
  • Neil Alexander Smith

    IRN NXS00147

    • [FCA CF] Significant management (9 Dec 2019 to 24 Jan 2024)
  • Neil James Fisher

    IRN NXF00107

    • [FCA CF] Significant management (15 Dec 2021 to 22 Jul 2023)
  • Nicola Bell

    IRN NXB01431

    • CF1 Director (3 Aug 2011 to 15 Nov 2016)
  • Nigel John Cooke

    IRN NJC01079

    • CF1 Director (14 Jan 2005 to 6 Apr 2005)
  • Penelope Ann Mace

    IRN PAM01190

    • [FCA CF] Significant management (9 Dec 2019 to 1 Nov 2022)
  • Pete Reed

    IRN PJR01158

    • [FCA CF] Significant management (9 Dec 2019 to 1 Jul 2022)
  • Peter Frank Hazell

    IRN PFH01042

    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 31 Dec 2021)
    • CF2 Non Executive Director (13 May 2013 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • David Andrew Richards (no longer appointed)

    FRN 615320 · Appointed 1 Mar 2018 · Until 1 Jul 2020

  • Graeme Scrimshaw (no longer appointed)

    FRN 514683 · Appointed 1 Mar 2018 · Until 1 Jul 2020

  • David Shearing (no longer appointed)

    FRN 502767 · Appointed 1 Mar 2018 · Until 1 Jul 2020

  • Angela Allen (no longer appointed)

    FRN 521254 · Appointed 1 Mar 2018 · Until 2 Jul 2020

  • Della Forster (no longer appointed)

    FRN 404085 · Appointed 1 Mar 2018 · Until 1 Jul 2020

  • Philip Conroy (no longer appointed)

    FRN 415830 · Appointed 1 Mar 2018 · Until 1 Jul 2020

  • Bruce Brent (no longer appointed)

    FRN 485632 · Appointed 1 Mar 2018 · Until 21 Aug 2020

  • Nigel Dowd (no longer appointed)

    FRN 404078 · Appointed 1 Mar 2018 · Until 3 Sep 2019

  • Andrea Patricia Kirsopp (no longer appointed)

    FRN 707576 · Appointed 1 Mar 2018 · Until 1 Jul 2020

  • Nicholas Meek (no longer appointed)

    FRN 565057 · Appointed 1 Mar 2018 · Until 1 Jul 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.