Date authorised
1 April 2013
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Trollies Poundfold
    Croscombe
    Wells
    Somerset
    BA5 3QY
    UNITED KINGDOM
    Phone
    +4401749345307
  • Complaints Contact

    The Trollies Poundfold
    Croscombe
    Wells
    Somerset
    BA5 3QY
    UNITED KINGDOM
    Phone
    +4401749345307

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Catherine Anne Dietrich

    IRN CAD01121

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (30 Jun 2010 to 8 Dec 2019)
  • Paul Macey

    IRN PXM01750

    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF4 Partner (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Steffen Dietrich

    IRN SXD01759

    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (30 Jun 2010 to 8 Dec 2019)
    • CF28 Systems and controls (30 Jun 2010 to 8 Dec 2019)
    • CF4 Partner (30 Jun 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (30 Jun 2010 to 30 Sep 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.