Date authorised
7 April 2015
Companies House
09154473
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Nelson House
    19 West Street
    Carshalton
    Surrey
    SM5 2PT
    UNITED KINGDOM
    Phone
    +442074080888
  • Complaints Contact

    Nelson House
    19 West Street
    Carshalton
    Surrey
    SM5 2PT
    UNITED KINGDOM
    Phone
    +442074080888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Anthony Hussey ACII

    IRN AAH01037

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (7 Apr 2015 to 30 Sep 2018)
    • CF1 Director (7 Apr 2015 to 8 Dec 2019)
  • Gloria Anne Rhodes

    IRN GXR25553

    • SMF16 Compliance Oversight (since 13 Mar 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Mar 2020)
  • Matthew Thomas Hussey

    IRN MXH01145

    • Responsible for Insurance Distribution (since 19 Feb 2024)
    • SMF3 Executive Director (since 19 Feb 2024)
  • Stephanie Nicola Hussey

    IRN SXH25560

    • SMF3 Executive Director (since 14 Mar 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.