HDH Investment Services Limited

• Principal Place of Business

  Dina Devalia and Tom Parish

  QUANTUMA ADVISORY

  7th Floor, 20 St Andrew Street

  London

  EC4A 3AG

  UNITED KINGDOM

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Clive Victor Eccleston

  IRN CVE01003

  • [FCA CF] Client dealing (21 Apr 2025 to 20 Jan 2026)
• Richard James Bugg

  IRN RJB00097

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 21 Apr 2025)
  • [FCA CF] Client dealing (since 21 Apr 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Apr 2025)
  • SMF16 Compliance Oversight (since 15 Apr 2025)
  • SMF3 Executive Director (since 15 Apr 2025)
• Timothy John Rodwell

  IRN TJR00011

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Jan 2026)
  • SMF16 Compliance Oversight (9 Dec 2019 to 2 Jun 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Jun 2025)
  • SMF3 Executive Director (9 Dec 2019 to 2 Jun 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 19 Jan 2026)
  • Responsible for Insurance Distribution (1 Oct 2018 to 2 Jun 2025)
  • Responsible for Insurance Mediation (1 Jul 2016 to 30 Sep 2018)
  • CF1 Director (1 Jul 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Jul 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Jul 2016 to 8 Dec 2019)
  • CF30 Customer (1 Jul 2016 to 8 Dec 2019)

No changes recorded yet.