HCL BANK HOUSE FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
04120147
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Church Road
    Brewood
    Stafford
    Staffordshire
    ST19 9BT
    UNITED KINGDOM
    Phone
    +441902851140
    Web
    http://www.bankhousefp.co.uk

  • Complaints Contact

    1 Church Road
    Brewood
    Stafford
    Staffordshire
    ST19 9BT
    UNITED KINGDOM
    Phone
    +4401902851140

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let End Date

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Dean Aucott

    IRN SDA00003

    • [FCA CF] Functions requiring qualifications (29 Aug 2023 to 13 Aug 2025)
    • [FCA CF] Client dealing (29 Aug 2023 to 13 Aug 2025)
  • Stephen James Giddings

    IRN SJG00017

    • CF1 Director (AR) (30 Apr 2009 to 30 Dec 2009)
    • CF30 Customer (1 Nov 2007 to 6 Apr 2009)
    • CF22 Investment Adviser (Trainee) (13 Sep 2007 to 31 Oct 2007)
  • Victoria Ann Conway

    IRN VXC00037

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • William Ernest Rowley

    IRN WER00005

    • CF30 Customer (1 Nov 2007 to 21 Dec 2007)
    • CF22 Investment Adviser (Trainee) (27 Jul 2007 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.