Date authorised
1 April 2013
Companies House
04632146
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7BT
    UNITED KINGDOM
    Phone
    +4402077024700
  • Complaints Contact

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7BT
    UNITED KINGDOM
    Phone
    +4402077024700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • NICOLAS CROKE

    IRN NXC71077

    • [FCA CF] Significant management (since 11 Dec 2019)
  • Nadia Dattilo

    IRN NXD00311

    • SMF14 Senior Independent Director (since 16 Jan 2026)
    • SMF11 Chair of the Audit Committee (since 21 May 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 May 2024 to 21 May 2025)
  • Nicholas Carl Marsh

    IRN NCM01019

    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 31 Dec 2025)
    • SMF9 Chair of the Governing Body (10 Dec 2018 to 31 Dec 2025)
    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 9 Dec 2018)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (27 Mar 2014 to 6 Mar 2016)
  • Nicholas Ian Hutton-Penman

    IRN NIH01006

    • SMF7 Group Entity Senior Manager (11 Feb 2020 to 10 Sep 2020)
    • SMF1 Chief Executive (10 Dec 2018 to 11 Feb 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 10 Sep 2020)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • Responsible for Insurance Mediation (1 Jul 2008 to 30 Sep 2018)
    • CF1 Director (1 Jul 2008 to 9 Dec 2018)
    • CF8 Apportionment and Oversight (1 Jul 2008 to 6 Mar 2016)
    • CF3 Chief Executive (1 Jul 2008 to 6 Mar 2016)
    • CF10 Compliance Oversight (1 Jul 2008 to 8 Aug 2013)
  • Nick Scully

    IRN NXS00345

    • [FCA CF] Significant management (since 8 Dec 2021)
  • Oliver Litterick

    IRN OXL00080

    • [FCA CF] Material risk taker (since 1 Apr 2025)
  • Paul Baynham

    IRN PXB01758

    • CF29 Significant management (1 Nov 2007 to 30 May 2012)
    • CF1 Director (24 Sep 2007 to 2 Mar 2010)
    • CF18 Significant Mgt (Insurance Underwriting) (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (AR) (14 Jan 2005 to 30 May 2012)
  • Paul Martin Rayner

    IRN PXR00253

    • [FCA CF] Material risk taker (since 8 Dec 2021)
  • Peter Martin Fischbach-Engelberg

    IRN PXF00213

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2023)
  • Philippe Guy Stephane Vezio

    IRN PGV01015

    • CF29 Significant management (7 Mar 2016 to 13 Jul 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.