Date authorised
1 April 2013
Companies House
04632146
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7BT
    UNITED KINGDOM
    Phone
    +4402077024700
  • Complaints Contact

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7BT
    UNITED KINGDOM
    Phone
    +4402077024700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven Farr

    IRN SXF00551

    • [FCA CF] Material risk taker (since 2 Dec 2024)
  • Stuart Michael Shepley

    IRN SXS05033

    • SMF20 Chief Actuary (since 29 Apr 2021)
  • Stuart Roger Heath

    IRN SRH01120

    • [FCA CF] Material risk taker (since 11 Dec 2019)
  • Susan Rivera

    IRN SXR08154

    • SMF7 Group Entity Senior Manager (7 Feb 2019 to 1 May 2025)
  • TONY O’CONNOR

    IRN TXO44684

    • [FCA CF] Material risk taker (since 9 Mar 2020)
  • Thibaud Hervy

    IRN TXH01476

    • SMF1 Chief Executive (since 10 Jun 2025)
    • SMF23 Chief Underwriting Officer (10 Dec 2018 to 1 May 2025)
    • SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (1 May 2012 to 6 Mar 2016)
  • William John Taylor

    IRN WJT01012

    • CF1 Director (28 Nov 2003 to 30 Apr 2013)
  • William Raymond Treen

    IRN WRT01006

    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 1 Apr 2016)
    • CF2 Non Executive Director (28 Nov 2003 to 6 Mar 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.