HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Louise Karen Walters
IRN LKG00002
- CF21 Investment Adviser (24 Sep 2002 to 16 Dec 2002)
Lucy Clare Bentley
IRN LCB00024
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Lucy Davison
IRN LXD00050
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Lucy Jane McCabe Brine
IRN LJC00045
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Luke Stephen Cartwright
IRN LSC01022
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Lynda Jayne Fisher
IRN LJF00010
- CF21 Investment Adviser (18 Feb 2002 to 5 Jun 2003)
Lyndsay Scullion
IRN LXM01243
- CF22 Investment Adviser (Trainee) (4 Nov 2002 to 5 Jun 2003)
Lynn Frances Ballantyne
IRN LFB00003
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Lynn Sarah Calder
IRN LSC00010
- CF21 Investment Adviser (24 Sep 2002 to 15 Nov 2002)
Lynn Stratton
IRN LXS00059
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.