HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Carolyn Jeffs
IRN CXR00094
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Carolyne Jane Fairfull
IRN CJF00037
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Catherine Abbott
IRN CXA01125
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Catherine Emma Richardson
IRN CER00016
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Catherine Jayne Carr
IRN CJC00072
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Catherine Rebecca Haslam
IRN CRH00023
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Cathryn Jane Timms
IRN CJT00027
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Cathryn Riley
IRN CER01019
- CF29 Significant management (1 Nov 2007 to 31 Dec 2008)
- CF20 Significant Mgt (Settlements) (9 Oct 2007 to 31 Oct 2007)
Catriona Margaret Herd
IRN CMH01060
- SMF3 Executive Director (9 Dec 2019 to 26 Jan 2023)
- CF1 Director (6 Jun 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Nov 2013 to 13 Sep 2016)
Celia Johnson
IRN CXD00079
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.