HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Arthur Selman
IRN AXS01614
- CF2 Non Executive Director (1 Dec 2001 to 12 Feb 2002)
- CF10 Compliance Oversight (1 Dec 2001 to 31 Dec 2003)
Ashley Noel Legon
IRN ANL00005
- CF21 Investment Adviser (10 Dec 2002 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 10 Dec 2002)
Ashley Sheena Maxwell Sims
IRN ASS00030
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Audrey Fitzgerald
IRN AXF00116
- CF21 Investment Adviser (6 Feb 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 6 Feb 2003)
Audrey Patricia Massey
IRN APM00039
- CF21 Investment Adviser (24 Sep 2002 to 14 Jun 2003)
Avril Jane Strathie
IRN AJS00120
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Barrie Keith Gardom
IRN BKG00002
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Barry David Pell
IRN BDP00003
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Barry Joseph Cooper
IRN BJC00030
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Barry Lawrence
IRN BXL00014
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.