HBOS Investment Fund Managers Limited

Date authorised
1 April 2013
Companies House
00941082
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    New Uberior House
    11 Earl Grey Street
    Edinburgh
    Edinburgh, City Of
    EH3 9BN
    UNITED KINGDOM
    Phone
    +4403453661513
    Web
    https://www.halifax.co.uk

  • Complaints Contact

    PO Box 24165
    Edinburgh
    Edinburgh, City Of
    EH3 1HD
    UNITED KINGDOM
    Phone
    +4403453661513

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Hall

    IRN SAH01086

    • (1213)CF22 Investment Adviser (Trainee) (19 Sep 2002 to 5 Jun 2003)
  • Stephen James Chambers

    IRN SJC00075

    • (1687)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
  • Stephen John Howarth

    IRN SJH00095

    • (297)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
  • Stephen John Livings

    IRN SJL00032

    • (927)CF21 Investment Adviser (30 Apr 2003 to 25 May 2003)
    • (926)CF22 Investment Adviser (Trainee) (4 Oct 2002 to 30 Apr 2003)
  • Stephen John Spinner

    IRN SJS00005

    • (633)CF21 Investment Adviser (5 Nov 2002 to 5 Jun 2003)
    • (632)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 5 Nov 2002)
  • Stephen Keith Brown

    IRN SKB00007

    • (120)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
  • Stephen Maurice Keane

    IRN SMK00017

    • (290)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
  • Stephen Michael Cham

    IRN SMC00085

    • (1579)CF21 Investment Adviser (24 Sep 2002 to 12 Oct 2002)
  • Stephen Noakes

    IRN SXN00038

    • (1334)CF21 Investment Adviser (19 May 2003 to 5 Jun 2003)
    • (1333)CF22 Investment Adviser (Trainee) (31 Jan 2003 to 19 May 2003)
  • Stephen Paul Gillingham

    IRN SPG00026

    • (852)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Halifax Investment Fund Managers Limited

  2. trading name added: Equitable Unit Trust Managers Limited

  3. trading name added: Equitable Investment Fund Managers Limited

  4. controlled function added: (21)SMF17 Money Laundering Reporting Officer (MLRO)

  5. controlled function added: (20)SMF3 Executive Director

  6. controlled function added: (19)SMF16 Compliance Oversight

  7. controlled function added: (18)SMF9 Chair of the Governing Body

  8. controlled function added: (17)SMF3 Executive Director

  9. controlled function added: (16)Director of firm who is not a certification employee or a SMF manager

  10. controlled function added: (15)[FCA CF] Manager of certification employee

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