HBOS Investment Fund Managers Limited

Date authorised
1 April 2013
Companies House
00941082
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    New Uberior House
    11 Earl Grey Street
    Edinburgh
    Edinburgh, City Of
    EH3 9BN
    UNITED KINGDOM
    Phone
    +4403453661513
    Web
    https://www.halifax.co.uk

  • Complaints Contact

    PO Box 24165
    Edinburgh
    Edinburgh, City Of
    EH3 1HD
    UNITED KINGDOM
    Phone
    +4403453661513

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard John Lane

    IRN RJL00047

    • (1416)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
  • Richard Leonard Gilman Drake

    IRN RLD01036

    • (1200)CF21 Investment Adviser (24 Dec 2002 to 5 Jun 2003)
    • (1199)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 24 Dec 2002)
  • Richard Mathew Odell

    IRN RMO00011

    • (1603)CF21 Investment Adviser (3 Apr 2003 to 5 Jun 2003)
    • (1602)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 3 Apr 2003)
  • Richard Metherell

    IRN RXM00237

    • (1521)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
  • Richard Nigel Clark

    IRN RNC01023

    • (618)CF21 Investment Adviser (30 Apr 2003 to 5 Jun 2003)
    • (617)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Apr 2003)
  • Richard Noone

    IRN RXN00015

    • (1378)CF21 Investment Adviser (2 Apr 2003 to 5 Jun 2003)
    • (1377)CF22 Investment Adviser (Trainee) (4 Dec 2002 to 2 Apr 2003)
  • Richard Norman Buchan

    IRN RNB00004

    • (628)CF21 Investment Adviser (24 Sep 2002 to 25 Apr 2003)
  • Richard Paul Miller

    IRN RPM00019

    • (816)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
  • Richard Scott White

    IRN RSW00030

    • (1259)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Jun 2003)
  • Richard Spelman

    IRN RXS01393

    • (746)CF2 Non Executive Director (1 Dec 2001 to 12 Feb 2002)
    • (747)CF1 Director (1 Dec 2001 to 6 Feb 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Halifax Investment Fund Managers Limited

  2. trading name added: Equitable Unit Trust Managers Limited

  3. trading name added: Equitable Investment Fund Managers Limited

  4. controlled function added: (21)SMF17 Money Laundering Reporting Officer (MLRO)

  5. controlled function added: (20)SMF3 Executive Director

  6. controlled function added: (19)SMF16 Compliance Oversight

  7. controlled function added: (18)SMF9 Chair of the Governing Body

  8. controlled function added: (17)SMF3 Executive Director

  9. controlled function added: (16)Director of firm who is not a certification employee or a SMF manager

  10. controlled function added: (15)[FCA CF] Manager of certification employee

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