HBOS Investment Fund Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Wendy Ann Horne
IRN WAM00016
- (200)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Wendy Blythe
IRN WXB00044
- (594)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Wendy Diane Smith
IRN WDS00004
- (291)CF21 Investment Adviser (1 Dec 2001 to 17 Apr 2003)
Wendy Griffiths
IRN WXG01030
- (837)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 5 Jun 2003)
Wendy Jane Smith
IRN WJS00024
- (912)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Wendy Jean Baillie
IRN WJB01054
- (1344)CF22 Investment Adviser (Trainee) (28 Oct 2002 to 5 Jun 2003)
Wendy Nutbrown
IRN AWN00010
- (1112)CF21 Investment Adviser (1 Dec 2001 to 11 Feb 2002)
William Anthony Beadle
IRN WAB01017
- (4)CF1 Director (1 Dec 2001 to 6 Feb 2002)
- (3)CF2 Non Executive Director (1 Dec 2001 to 6 Feb 2002)
William David Cunningham
IRN WDC00005
- (292)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Sep 2002)
William Donald Shaw
IRN WDS00003
- (1261)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (1778)CF21 Investment Adviser
2 days ago
controlled function added: (1777)CF22 Investment Adviser (Trainee)
2 days ago
controlled function added: (1776)CF2 Non Executive Director
2 days ago
controlled function added: (1775)CF16 Significant Mgt (Desgntd Investment Business)
2 days ago
controlled function added: (1774)CF21 Investment Adviser
2 days ago
controlled function added: (1773)CF22 Investment Adviser (Trainee)
2 days ago
controlled function added: (1772)CF2 Non Executive Director
2 days ago
controlled function added: (1771)CF22 Investment Adviser (Trainee)
2 days ago
controlled function added: (1770)SMF17 Money Laundering Reporting Officer (MLRO)
2 days ago
controlled function added: (1769)CF21 Investment Adviser

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.