HBOS Investment Fund Managers Limited

Date authorised
1 April 2013
Companies House
00941082
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    New Uberior House
    11 Earl Grey Street
    Edinburgh
    Edinburgh, City Of
    EH3 9BN
    UNITED KINGDOM
    Phone
    +4403453661513
    Web
    https://www.halifax.co.uk

  • Complaints Contact

    PO Box 24165
    Edinburgh
    Edinburgh, City Of
    EH3 1HD
    UNITED KINGDOM
    Phone
    +4403453661513

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stuart Dallimer

    IRN SXD00048

    • (939)CF21 Investment Adviser (19 Nov 2002 to 5 Jun 2003)
    • (938)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 19 Nov 2002)
  • Stuart John Nevill Moseley

    IRN SJM01310

    • (574)CF20 Significant Mgt (Settlements) (1 Dec 2001 to 1 Oct 2002)
  • Stuart McFadzean

    IRN SXM00137

    • (1162)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
  • Stuart Peter Brown

    IRN SPB00045

    • (1804)CF22 Investment Adviser (Trainee) (5 Mar 2002 to 5 Jun 2003)
  • Stuart Raymond Peate

    IRN SRP00031

    • (1137)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
  • Stuart Reilly

    IRN SXR00110

    • (1366)CF21 Investment Adviser (25 Mar 2003 to 5 Jun 2003)
    • (1365)CF22 Investment Adviser (Trainee) (4 Dec 2002 to 25 Mar 2003)
  • Stuart Ross McWatt

    IRN SRM00066

    • (1353)CF21 Investment Adviser (25 Feb 2003 to 5 Jun 2003)
    • (1352)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Feb 2003)
  • Stuart Russell Mair

    IRN SRM00033

    • (1076)CF21 Investment Adviser (24 Sep 2002 to 1 May 2003)
  • Sunil Gupta

    IRN SXG01382

    • (159)CF22 Investment Adviser (Trainee) (20 May 2003 to 11 Jul 2003)
  • Sunil Karia

    IRN SXK01273

    • (1082)CF21 Investment Adviser (9 Dec 2002 to 5 Jun 2003)
    • (1081)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 9 Dec 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1788)CF28 Systems and controls

  2. controlled function added: (1787)CF21 Investment Adviser

  3. controlled function added: (1786)Director of firm who is not a certification employee or a SMF manager

  4. controlled function added: (1785)CF10 Compliance Oversight

  5. controlled function added: (1784)CF15 Internal Audit

  6. controlled function added: (1783)CF1 Director

  7. controlled function added: (1782)CF28 Systems and controls

  8. controlled function added: (1781)CF2 Non Executive Director

  9. controlled function added: (1780)CF21 Investment Adviser

  10. controlled function added: (1779)CF22 Investment Adviser (Trainee)

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