HBOS Investment Fund Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Philip Stephen Marsden
IRN PSM00004
- (192)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Philip Stone
IRN PXS01261
- (856)CF1 Director (26 Sep 2003 to 8 Oct 2003)
- (855)CF20 Significant Mgt (Settlements) (1 Dec 2001 to 10 Jan 2003)
Philip Thomas Church
IRN PTC01034
- (184)CF22 Investment Adviser (Trainee) (3 Feb 2003 to 17 Apr 2003)
Phillip Mark Lindsey
IRN PML00005
- (284)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Piers Christopher Jolyon Wren
IRN PCW00029
- (1304)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Rachael Christina Hunter
IRN RCH00020
- (104)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Rachel Campbell
IRN RXS00129
- (25)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Rachel Christine Sandbrook
IRN RCS00035
- (552)CF21 Investment Adviser (10 Dec 2002 to 5 Jun 2003)
- (551)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 10 Dec 2002)
Rachel Elizabeth Dixon
IRN REF00012
- (1658)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Rajen Chowtee
IRN RXC00188
- (1314)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

9 hours ago
controlled function added: (1788)CF28 Systems and controls
9 hours ago
controlled function added: (1787)CF21 Investment Adviser
9 hours ago
controlled function added: (1786)Director of firm who is not a certification employee or a SMF manager
9 hours ago
controlled function added: (1785)CF10 Compliance Oversight
9 hours ago
controlled function added: (1784)CF15 Internal Audit
9 hours ago
controlled function added: (1783)CF1 Director
9 hours ago
controlled function added: (1782)CF28 Systems and controls
9 hours ago
controlled function added: (1781)CF2 Non Executive Director
9 hours ago
controlled function added: (1780)CF21 Investment Adviser
9 hours ago
controlled function added: (1779)CF22 Investment Adviser (Trainee)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.